NovaBACKUP Blog | Data Protection

What is the 3-2-1 Backup Rule and How do I Follow it?

Written by Bridget.Giacinto | Feb 28, 2023 12:14:00 PM


In a business, time is precious. Every minute lost due to downtime results in lost revenue, damage to your reputation, or, in extreme cases, even permanent closure. Modern organizations rely on always-on access to critical applications, patient records, financial data, and customer information, so even a short interruption can quickly cascade into missed deadlines, compliance issues, and frustrated clients.

One security measure that can quickly restore productivity is your backup solution. A well-designed backup and recovery strategy does far more than simply copy data; it gives you the ability to bring entire systems, virtual machines, and application workloads back online when something goes wrong. Whether you are facing ransomware, accidental deletion, hardware failure, or a full-blown disaster scenario, your backup solution has the power to recover entire systems and keep your recovery time objective (RTO) and recovery point objective (RPO) within acceptable limits.

For system administrators, a reliable backup is the “ace in the hole” when all other security technologies fail. Firewalls, antivirus, and endpoint protection are essential, but they are focused on prevention. Backup and disaster recovery are what ensure your business can continue operating even when prevention tools are bypassed. However, this safety net only works if a reliable and fully restorable backup is accessible at the exact moment you need it, and has been tested and verified in advance.

That means you must not only run backups on a regular schedule, but also monitor their status, encrypt them, protect them from tampering, and periodically perform test restores to confirm that your recovery process actually works. There are proven best practices that help ensure this level of resilience, the most popular being the 3‑2‑1 backup rule.

What does this rule entail?

Although this precedent may not be discussed specifically within compliance or business regulations, it has become the minimum standard for backup strategies and will facilitate your recovery. It will get your organization back up and running in the event of a breach, and several other types of increasingly common threats that cause downtime. The 3 2 1 backup rule states that you should:

  • Have 3 copies of your data
    Copies should be in the form of secure, encrypted backups

  • Stored on 2 different types of media
    Examples: Solid State Drive, Magnetic Disk Drive, Flash Media, Magnetic Tape, etc.

  • With 1 backup kept off-site
    A cloud backup for your off-site requirement can create better accessibility.

The beauty of this 3-2-1 backup rule is that it's simple for everyone to understand and easy to maintain. It is one of the ways to ensure that backups are always restorable and that organizations always have a copy of their resources available during a disaster.

Cloud-based storage has made it far more convenient and affordable to diversify and access your backup storage devices and locations (For example, Backup to a NAS device at a different physical office).

Benefits of 3 2 1 Backup Rule

 

Beyond its simplicity, this rule delivers substantial business benefits. Built-in redundancy means that if one copy is destroyed, corrupted, or otherwise unavailable, you still have additional backup copies you can quickly access. This significantly improves your organization’s ability to bring systems back online within your defined RTO and RPO, reducing downtime and limiting the overall impact of an incident or disaster.

The 3‑2‑1 rule also offers flexibility to design a strategy that aligns with your specific operational and compliance needs. You can choose any supported, reliable storage media and work with the vendors that best support your security, performance, and budget requirements. This includes selecting off‑site and cloud locations that meet your data residency, encryption, and regulatory obligations while still giving you fast access when you need to restore.

 

Virtual Machines

These days, most organizations are utilizing virtual machine technology in one way or another, and the 3 2 1 rule can play an important role here. It's not unheard of for a VM to become corrupt and require some data restoration. Your backup solution should be able to capture VMs at different points in time, with the ability to restore specific files as needed. Having backup data stored in multiple locations creates the flexibility to quickly access specific lost data, possibly preventing the need to spend time rebuilding the entire machine.

Follow the details

"Make sure that your backups are successfully following these guidelines."

Because the 3 2 1 rule explicitly states the steps you should take to secure your data, make sure that your backups are successfully following these guidelines. As InformationWeek contributor Doug Hazelman pointed out, although 3 2 1 is an effective strategy, there have been some high-profile cases that have failed to adhere to the details stated within the rule.

For example, Pixar almost lost "Toy Story 2" due to failed backups and a rogue command. Luckily, someone had saved a third copy to a home computer off-site, mitigating the potential damage. This instance shows just how important the redundancy is within the 3 2 1 rule.

"The 3 2 1 rule sounds easy when you first think about it, but the devil is in the details," Hazelman wrote. "As the producers of 'Toy Story 2' no doubt learned, it can be all fun and games until a backup is missing - then things can get awfully serious."

Want to take your backup strategy to the next level? Download our free Backup Strategy Guide.